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Tag: NSW Elections

The Effect Optional Preferential Voting had on the 2023 NSW State Election

19 April 2023

 

Preamble

Preferential voting gives a more democratic system and avoids the electoral distortion of ‘First Past the Post’ which favours those with bigger primaries and can give huge distortions of the vote, such as occurs in the UK where there is an effective north-south division between Labour and the Tories, and a very polarised system, as non-major parties get far fewer seats than their share of the primary vote.

NSW has ‘optional preferential voting’ which is an anomaly  in Australia, which Federally and in other States have compulsory (or mandatory) preferential.  This simplifies the voting system, but also distorts the results towards a ‘first past the post’ system.  It was introduced by Neville Wran in 1980 as part of some excellent reforms, but it might be wondered if the less democratic Optional Preferential was introduced to make it difficult for the Liberals and Nationals when they had ‘3 cornered contests’, i.e. Liberal, National and Labor.  If so, it is backfiring now, as on this analysis optional preferential voting has given NSW Labor six fewer seats and an extra 3 Independents would have been elected in the 2023 election.

This paper looks at some seats and tries to quantify what difference a change to the compulsory preferential system would have made to the result of the NSW election.

 

This analysis suggests that Labor would have gained an extra 6 seats, and Independents an extra three. Labor would have gained Drummoyne, Goulburn, Holdsworthy, Oatley, Ryde and Terrigal. The Independents would have gained North Shore, Pittwater and Willoughby, (though WIilloughby would have been already Independent after the 2022 by-election.)

 

Method

Where a candidate gets an absolute majority, clearly they have won the seat. If the final margin of victory is less than the exhausted vote, there is a possibility that if the votes had not exhausted, the result may have been different. The question is which candidate would the exhausted votes have favoured. A reasonable guess is that the voters who exhausted would have voted the same way as the voters who filled in all squares for their primary vote.

If this is applied to a number of electorates with close margins, a reasonable estimate of the effect of compulsory voting can be made.

This paper looks at some electorates that have final victory margins less than the exhausted vote number, and multiplies the ratio of known preferences for the last two candidates by the number of exhausted votes.  This is then compared to the current margin of victory to see if the result would have been different.  These results can then be examined to see the change in the composition of the Parliament that would have resulted from a change to compulsory preferential voting.  The seats that would change below are  in alphabetical order.

The record for each seat shows the number of Formal Votes (FV), the Final Margin of Victory (FMV) and the number of votes that Exhausted (E).

The tables for each seat show the results for the successful candidate and the second candidate. They show the Primary Vote count (PV), then the Final Vote (FV) count after preferences have been distributed.  The difference between these is the number of preferences that the candidate received.  The Total Distributed Preferences Distributed (TPD) are added and the ratio between them determined as an index of how the preferences flowed. These ratios are then multiplied by the number of Exhausted Votes  to see what the final count is likely to have been if preferences were mandatory.

 

(A more detailed description of the tables is in an Appendix at the end if it is required).

Drummoyne

Total Formal Votes 51,639. Final Margin of Victory 1,285. Exhausted Votes 2,308.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Di Pasqua Lib 24,526 25,308 782 0.1691 390 25,698
Little Labor. 20,182 24,023 3,841 0.8308 1918 25,941
FMV = 1,285 TPD=

4,623

E= 2,308 New Result

-243

Comment:

If there were compulsory preferential voting, Labor would have won this seat.  It is remarkable how few preferences flowed to the Liberals- only 16.9%.  83% of the Exhausted votes would have gone to Labor, winning it the seat.

 

Goulburn

Total Formal Votes 50,775. Final Margin of Victory 1,170.  Exhausted Votes 5,575.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Tuckerman Lib 20,737 23,185 2,448 0.3804 2,121 25,306
Pilbrow Labor. 18,028 22,015 3,987 0.6196 3,454 25,469
FMV = 1,170 TPD=

6,435

E = 5,575 New Result

-163

Comment:

Goulburn would have changed hands from the Liberals to Labor if there had been compulsory preferential voting.

Holsworthy:

Total Formal Votes 48,791. Final Margin of Victory was 331 Votes.  Exhausted Votes 4,404.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Ayyad Lib 20,449 22,359 1,901 0.4092 1,802 24,161
Maroney Lab 19,284 22,028 2,744 0.5906 2,602 24,630
FMV = 331 TPD=

4,645

E = 4,404 New Result

  • 469

Comment:

The result is that with compulsory preferences the 2nd candidate, Maroney of Labor, would have won by 469 votes.

 

North Shore

Total Formal Votes 48,177. Final Margin of Votes was 3,658, The Exhausted Vote was 6,808.

Primary V Final V Pref Rec’d Ratio of Pref Exh. V Added New Total

FV + EVA

Wilson Lib 21,308 21,987 1,901 0.0802 547 24,161
Conway Indep 10,308 18,329 7,802 0.9199 6,261 24,630
FMV = 3,658 8,481 E = 6,808 New Result

  • 469

Comment:

The result is that the Independent, Conway would have won with compulsory preferential voting.  Note that the primary of Conway was 21.9%, less than half of Wilson at 44.2%, but the preference flows to Conway were 7,802 votes, 92% and Wilson 697, only 8%.

Ironically, the current 2 Candidate preferred, which favours Wilson by 55.69% to 44.31%. makes it look like a safe seat, but this is because of the Exhausted Votes, as the existing system looks only at the Final Vote Count.

Oatley

The total formal vote was 50,196. Final Margin of Victory 754.  Exhausted Vote 3,032

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Coure Lib 22,877 23,959 1,082 0.244 740 24,698
AmbihaipaharLabor 19,851 23,205 3,354 0.756 2,292 25,497
FMV = 754 TPD=

4,436

E = 3,032 New Result

-799

Comment:

The result would have been that Labor would have won. The heavy preference flows suggest that a majority of people do not want the candidate that was elected.

 

Pittwater

Total Formal Votes 49,511.  Final Margin of Victory 754.  Exhausted Votes 3,387.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Amon Lib 22,137 23,365 1,228 0.1970 667 24,032
Scruby Indep 17,754 22,759 5,005 0.8030 2,720 25,479
FMV = 754 TPD=

6,233

E  = 3,387 New Result

-1,447

Comment

Again, the Independent, Scruby would have won if there were compulsory preferential voting because the Liberal got only 19.7% (667) of the Exhausted Preferences. On the preference ratio Scruby would have got 80.3% (2,720).  Since 754 + 667 = 1,421 is less than 2,720, Scruby would have been elected by 1,299.

 

Ryde

Total Formal Votes 53,840. Final Margin of Victory 54.  Exhausted Votes 3,032.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Lane Liberal 24,383 25,431 1,048 0.1933 586 26,017
Howison Lab. 21,004 25,377 4,373 0.8067 2,446 27,822
FMV = 54 TPD=

5,421

E = 3,032 New Result

– 1,804

Comment

This seat had a re-count and aroused a great deal of interest.

Again, the result would be changed and Howison of Labor elected if there were compulsory preferential voting, because the majority of preferences would favour Labor. Few preferences went to the Liberals who in this case were greatly helped by the lack of preference flow due to Optional preferential voting.

 

Terrigal

Total Votes 50,470. Final Margin of Victory 1,467. Exhausted Votes 2,703.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

Crouch Liberal 23,507 24,467 960 0.2107 569 25,036
Boughton Lab. 19,703 23,300 3,597 0.7893 2,134 25,434
FMV = 1,467 TPD=

4,557

E = 2,703 New Result

– 398

Comment:  Boughton of Labor would have won if there were compulsory preferential.

 

Willoughby

Total Formal Votes 52,830. Final margin of Victory 2,450. Exhausted Votes 5,826.

Primary V Final Votes

FV

Pref Rec’d Ratio of Pref Exh V Added New Total

FV + EVA

James Lib 23,032 24,727 1,695 0.1711 997 25,724
Penn Indep. 14,064 22,277 8,213 0.8289 4,829 27,106
FMV = 2,450 TPD=

9,908

E = 5,826 New Result

-1,382

Comment:

Penn, a well organised Independent had massively more preferences than James, and would have beaten him with compulsory preferential voting. In contests with a strong 3rd candidate, in this case Labor, the preferences are crucial.

 

Conclusion

If current political trends to minor parties continue, a change in the voting system to compulsory preferential is likely to make an even greater difference in future and this is likely to favour both minor parties and Labor.

 

Appendix:

 

Definitions:

1st (Successful) Candidate’s Primary Vote = 1CP

2nd Candidate’s Primary = 2CP

 

After distribution of preferences

1st Candidates Final Vote = 1FV

2nd Candidates Final Vote = 2 FV

 

Final Vote Margin of Victory FMV = 1FV – 2FV

Exhausted Vote = E

If E > (1FV – 2FV), then the seat must be considered as able to have had its result changed by having the Exhausted vote preferences considered if preferential voting were compulsory.

 

The number of preferences P which went to each of the last 2 candidates are:

Ist Candidate 1FV – 1CP  = 1P

2nd Candidate 2FV – 2CP = 2P

Thus Total Preferences Distributed       1P + 2P = TPD

 

The ratio of preferences received will be:

1st Candidate = 1P/TPD

2nd Candidate = 2P/TPD

 

So  if the Exhausted votes followed the primaries of those who gave preferences the extra votes received by the candidates (EVA) would be:

1st Candidate 1EVA = 1P/TPD x E

2nd Candidate 2EVA = 2P/TPD x E

 

If the Exhausted Votes Added (EVA) to the second candidate is greater than the Final Margin of Victory, FMV (=1FV – 2FV), then compulsory preferential voting is likely to have changed the results.  This  is noted as a New Result, with a negative sign if there is a change to the existing result.

 

So the key to the tables becomes:

 

Primary Vote Final Votes

FV

Pref Rec’d Ratio of Pref Exh. V Added = Ratio x E New Total

FV + EVA

Successful 1st Candidate 1CP 1FV 1P 1P/TPD 1EVA 1FV + 1EVA
2nd candidate 2CP 2FV 2P 2P/TPD 2EVA 2FV + 2EVA
FMV = Final Margin of Victory = 1FV – 2FV TPD= Total Preferences Distributed = 1P + 2P Result =

(1FV + 1EVA) – (2FV + 2EVA)

 

 

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Willoughby By-Election Update

17 February 2022

There has been a lot of excitement about how close Independent Larissa Penn has come to Liberal conservative Tim James in Willoughby. Presumably the excitement is because it was tacitly assumed that she had no real hope and the State Liberals are even more on the nose than was expected.

The current ‘Two Candidate Preferred is Penn 48.24% to James 51.72%. This is a margin of 3.51%, so half of this is needed to change to get Larissa Penn elected, i.e. 1.755% or 321 in 18,247 formal votes. The not-very-good website does not have the preferential count on it.

The fact that Larissa Penn has come from 32.15% to48.24% (up 16.09%), while James has only come from 43.38% to 51.75% (up 8.37%) shows that most voters of Willoughby have been filling in their preferences despite it being optional, which suggests a reasonably sophisticated electorate, which it is. But in that elections are often won or lost by small margins, it is still likely that Penn will lose and that difference will be the number of votes that exhaust because of the optional preferential system that the big parties put in. So they will be rewarded for their undemocratic ways. We will also be able to see how many Green voters exhaust and whether the lack of preferences has been critical. In that there is only 1.755%, it will be a close thing.

It might be noted that there were no ‘stooge independents’ in this election, that is to say ones that favour a major party and have just been put there to take a few (gullible) voters away from independents with a real agenda. Perhaps this is because the Libs were very confident.

I fear that a major party fiddle of the voting system, and bad HTVs from the Greens and possibly others will rob Larissa Penn of victory. I hope I am wrong.

We need to make the NSW voting system compulsory preferential, but getting the major parties to agree to this might be a hard ask.

https://results.elections.nsw.gov.au/SB2201/Willoughby/Parliamentary/CheckCountTCPReport.html

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